• HOPEX IRM Common Features
  • About the IRM Manager Desktop
    • Accessing the IRM Manager Desktop
      • Profiles used in IRM solutions
      • IRM Profiles/Solutions Summary
    • The IRM Documentation
  • Managing your IRM Environment
    • The Organization
      • Managing Entities
        • Accessing organization entities
        • Creating an entity
      • Managing Processes
        • Accessing processes
        • Creating a process and sub-processes
        • Specifying process scope
        • Process characteristics
      • Managing Business Lines
        • Accessing business lines
        • Specifying business line scope
        • Defining gross incomes in HOPEX LDC
      • Managing Applications
        • Accessing applications
        • Specifying application scope
    • Risk Environment
      • Describing Risk Environment
      • Defining the Environment of a Specific Risk
      • Risk Types
      • Risk Factors
      • Risk Consequences
    • Control Environment
      • All Control Types
      • All Accounts
      • All Objectives
    • Regulatory Environment
      • Consulting Requirements
      • Specifying Requirement Scope
    • RACI responsibilities
      • Responsibility levels
      • Specifying Responsibilities
  • Managing IRM Object Libraries
    • Managing the Regulatory Library
      • Regulatory Library Overview
        • Regulatory library content
        • Updating the regulatory library content
        • Legal Inventory Objects
      • Managing Regulation Frameworks
        • Accessing regulation frameworks
        • Regulation framework characteristics
      • Accessing Requirements
        • Via a list
        • By implementing controls
        • Number of constrained elements
        • By non-compliance risks
      • Creating Requirements
      • Defining Requirements
        • Code
        • Parent requirement
        • Regulation framework
        • Priority
        • Analysis
        • Responsibilities
        • Scope
        • Sub-requirements
        • Milestones and Statuses
    • Managing Action Plans
      • All Action Plans
        • All action plans
        • My action plans
        • Delayed action plans
        • My delayed action plans
      • Action Plan by Scope
        • Action plans managing Incidents
        • Action plans implementing controls
        • Action Plans remediating issues
        • Action plans mitigating risks
  • Managing Assessment Campaigns
    • Introduction to Assessment by Campaign
      • What is assessment?
      • Assessment sessions and campaigns
      • Questionnaire templates and questionnaires
      • Quotation rules
      • Aggregation schemas
    • Accessing Assessments by Profiles
    • Accessing Assessment Templates
    • Risk and Control Campaign Assessment
      • Preparing the Assessment Work Environment
        • Pre-requisites to control assessment
        • Prerequisites to risk assessment
      • Assessment Campaign Workflow Steps
      • Creating an Assessment Campaign (with model)
      • Creating an Assessment Session
        • Session creation mode
        • Session start options
      • Deploying Assessment Campaigns
      • Defining Assessment Campaign Scope
      • Planning Assessment Campaigns
      • Validating Assessment Campaigns
      • Deploying Assessment Sessions
      • Defining assessment session scope
        • Defining assessment session scope
        • Specifying respondents
      • Validating Assessment Sessions
        • Generating questionnaires
        • Viewing Generated Questionnaires
        • Regenerating Questionnaires
      • Starting Assessment Sessions
      • Completing Questionnaires
        • Accessing Assessment Questionnaires
        • Requesting questionnaire transfer
      • Following Up Session and Questionnaire Progress
        • Consulting Session Results
        • Validating Assessment Questionnaires
        • Asking a respondent to modify answers
        • Viewing assessment campaign reports
        • Reassigning questionnaires
      • Closing the Assessment Session
      • Consulting Assessment Results
  • IRM Reports
    • Availability of IRM Reports
    • Action Plan Follow-up Reports
      • Action Plan Follow-Up
        • Access path
        • Result
      • Gantt report
    • Assessment Follow-Up Reports
      • Assessment
        • Campaign results tree
        • Campaign Result Matrix by Entity
        • Aggregation Report
      • Follow-Up
        • Session Follow-Up
        • Session Statistics
    • Regulatory Compliance Reports
      • Requirement Location Matrix
        • Access path
        • Parameters
        • Result
      • Requirement Identification
        • Access path
        • Parameters
        • Results
  • IRM solution workflows
    • Risk Workflow
    • Testing Workflows
      • Test Plan/Audit Plan Workflow
      • Test Workflow
      • Test Activity Workflow
      • Expense Sheet Workflow
    • Assessment Workflows
      • Questionnaire Workflow
      • Session Workflow
    • Action Plan Workflows
      • "Bottom-up" Action Plan Workflow
      • "Top-down" Action Plan Workflow
      • Action Workflow
    • Incident Workflow
• HOPEX Internal Control
  • Introduction to HOPEX Internal Control
    • Internal Control Process
      • Control Library Definition
      • Control Execution
      • Control Assessment
      • Issue and Action Plan Management
    • Accessing HOPEX Internal Control
      • Connecting to the solution
      • HOPEX Internal Control Profiles
  • Managing Controls
    • Creating Controls
    • Control Characteristics
      • General characteristics
        • Code
        • Control objective
        • Owner
        • Key control
        • Control nature
        • Operational cost
        • Execution mode
        • Status
      • Scope of a control
      • Responsibilities concerning Controls
        • Responsibility levels
        • Specifying control responsible users
      • Control Dashboard
    • Accessing controls
      • Listing Controls
      • Accessing Controls by Control Types
      • Accessing Controls by Mitigated Risks
      • Accessing Controls by Implementation
      • Accessing Controls by Controlled Elements
      • Accessing Controls by Deficiencies
    • Contextualizing Controls
      • Connecting processes to an entity
      • Connecting processes to a control
    • Visibility of Controls
  • Assessing controls
    • Control Assessment Types
    • Control Direct Assessment
      • Direct Assessment Context
      • Assessing a Control
      • Assessing Multiple Controls Simultaneously
    • Displaying the Results of Control Assessment
    • Analyzing Control Assessment Results
      • Instant reports
      • Dedicated analysis reports
    • Computing Assessment Results
  • Executing controls
    • Preparing Control Execution
      • Defining Control Execution Calendars
        • Specifying a control steering calendar
        • Creating and configuring a steering calendar
      • Defining questions on controls
        • Question/answer types
        • Creating questions
        • Conditioning questions
      • Defining Respondents
      • Connecting Controls to Entity Processes
    • Execution Campaign Principle
      • Preparing Execution Campaigns
      • Control Execution Periodicity
      • Assessment Template Specific to Control Execution
    • Creating Execution Campaigns
      • Creating Execution Campaigns
      • Previewing the execution campaign
    • Starting Execution Campaigns
      • Starting Execution Campaigns
      • Examples of Session Automatic Launch
      • Consulting execution campaign schedule
    • Completing Control Execution Check-Lists
      • Completing a Check-List
      • Transferring a Check-List
    • Managing Execution Check-Lists
      • Accessing Check-Lists
      • Reassigning Check-Lists
      • Following Check-Lists Up
        • Campaign results
        • Check-list reports
        • Displaying check-lists measures
        • Displaying the aggregated measures
    • Control Execution Reports
      • Detailed Execution Results
        • Access path
        • Parameters
        • Result
      • Consolidated Execution Results
        • Access path
        • Parameters
        • Result
      • Following Up Execution Sessions
        • Access path
        • Availability
        • Parameters
        • Result
  • Control Testing
    • Preparing Control Testing
      • Defining Testing Methods
      • Defining Test Sheet Questions
        • Initializing testing steps
        • Creating testing steps
        • Conditioning test sheet questions
      • Managing Teams
        • Creating Controllers
        • Creating skill types
        • Creating skills
        • Creating skill levels
        • Defining skills for each user
        • Viewing skills
      • Managing Currencies
        • Defining Central Currency
        • Defining Local Currency
        • Modifying User Local Currency
        • Managing Exchange Rates
      • Configuring Time Sheets
      • Managing Campaign Calendars
        • Creating Calendars
        • Creating Calendar Periods
        • Connecting a Calendar to a Test Plan
    • Preparing Tests
      • Creating a Test Plan
      • Planning Tests
        • Creating a test
        • Accessing tests
        • Defining test properties
        • Creating "template" tests
        • Selecting tests to be executed
        • Selecting tests to be integrated in the test plan
        • Planning tests using a Gantt chart
        • Assigning resources to tests
        • Sending the Notification Letter
        • Validating tests
        • Publishing tests
      • Preparing Tests
        • Work program creation prerequisites
        • Work program content
        • Creating work programs automatically
        • Completing the work program manually
        • Assigning activities
        • Reviewing the Work Program
        • Validating work programs
        • Executing administrative tasks
    • Executing Tests
      • Consulting the Work Program
      • Executing Tests on Samples
        • Creating workpapers
        • Specifying or modifying the sample size
        • Generating the test sample
        • Defining test sheet questions
        • Completing the generated test sheets
        • Assessing test activities
      • Assessing Controls
        • Generating questionnaires
        • Responding to Questionnaires
      • Managing Time and Expenses
        • Managing expenses
        • Entering vacations
        • Completing a Time Sheet
      • management of issues and action plans
        • Managing issues
        • Managing action plans
      • Supervising Tests
        • Test check reports
        • Time sheet follow-up reports
        • Test expenses reports
      • Concluding Tests
        • Test assessment reports
        • Generating test reports
        • Assessing tests
        • Terminating tests
        • Closing tests
    • Test Follow-Up
      • Implementing Action Plans
        • Accessing action plans
        • Implementing actions
        • Action plan implementation follow-up
        • Action Plan Follow-Up
      • Test Plan Follow-Up
        • Displaying test plan follow-up reports
        • Closing a test plan
      • Dashboard
  • Reports Related to Controls
    • Control Library Reports
      • Control Identification
        • Access path
        • Parameters
        • Results
      • Control Location Matrix
        • Access path
        • Parameters
      • Control Map
        • Generating the control map
        • Control map content
    • Control Execution Reports
      • Detailed Execution Results
        • Access path
        • Parameters
        • Result
      • Consolidated Execution Results
        • Access path
        • Parameters
        • Result
      • Following Up Execution Sessions
        • Access path
        • Availability
        • Parameters
        • Result
    • Control Assessment Reports
      • Campaign Result Tree
        • Access path
        • Parameters
      • Campaign Result Matrix By Entity
        • Access path
        • Parameters
      • Aggregation Report
        • Access path
        • Parameters
    • Assessment Follow-Up Reports
      • Session Follow-Up
        • Access path
        • Parameters
      • Session Statistics
        • Access path
        • Parameters
        • Result
    • Control Testing Reports
      • Testing Coverage
      • Plan Synthesis
        • Access path
        • Result
      • Other Reports
        • Test plan follow-up reports
        • Test follow-up report
        • Action plan report
    • Issue Follow-up Reports
      • Access path
      • Result
  • Managing Issues and Action Plans
    • Managing issues
      • Automatic Issue Creation
      • Creating an Issue Manually
      • Remediating Issues
      • Following Up Issues
        • Viewing remediated / non-remediated issues
        • Generating issue follow-up reports
    • Managing Action Plans for Internal Control
      • Creating Action Plans
      • Characterizing Action Plans
        • General characteristics
        • Financial assertion
        • RACI
        • Success factors
        • Scope?
        • Milestones
        • Attachments
      • Managing Actions
        • Creating Actions
        • Defining action scope
      • Action Plan Workflows
        • "Bottom-up" approach
        • "Top-down" approach
        • Action workflow
      • Indicating Action Plan Progress
      • Action plan follow-up reports
        • Access path
        • Result
• HOPEX Enterprise Risk Management
  • Managing Risks
    • Risk Management Profiles
    • Creating a Risk
    • Risk Workflow
    • Accessing risks
      • All Risks
      • Risks by Taxonomy
      • Risks by Context
      • Risks by Mitigation
      • Risks by Materialization
        • Risks with Open Incidents
        • Materialized Risks
        • Unmaterialized Risks
    • Describing Risks
      • Risk characteristics
      • Risk scope
      • Risk, factors and consequences
        • Risk types
        • Risk factors
        • Risk consequences
      • RACI on a risk
      • Risk Dashboard
  • Assessing Risks
    • Risk Assessment Types
    • Assessing risks directly
      • Direct Assessment Context
      • Direct Risk Assessment Templates
        • Assessed characteristics
        • Assessed objects
        • Respondents
        • Questionnaire
      • Creating a Direct Assessment on a Risk
      • Assessing Multiple Risks Simultaneously
    • Viewing and Analyzing Risk Assessment Results
      • Displaying Risk Assessment Results
      • Generating Reports on Assessments
        • Instant reports
        • Generating dedicated reports
  • Treating Risks
    • Risk Treatment Mode
      • Risk Treatment Decision
      • Risk levels
    • Actions to Treat Risks
      • Specifying treatment actions
      • Setting up action plans
      • Control policy monitoring
  • Report Related to Risks
    • Risk Environment Report
      • Access path
      • Report parameters
      • Creating a Risk Environment Report
    • Incident Identification Reports
      • Location Matrix
        • Access path
        • Report parameters
      • Risk identification
        • Access path
        • Report parameters
        • Report example
    • Aggregation Reports
      • Net Risk by Risk Type
        • Access path
      • Risk Heatmap (Aggregated)
        • Access path
        • Report parameters
        • Content of the heatmap
      • HeatMap by Entity/Risk Type/Process
        • Access path
        • Report parameters
        • Report example
      • Assessments per Context
        • Access path
        • Report parameters
      • Overall Risk Level by Process
        • Access path
        • Report parameters
        • Report example
      • Overall Risk Level by Entity
        • Access path
        • Report parameters
        • Report example
      • Aggregation Report
        • Access path
        • Report parameters
        • Report example
    • Risk Follow-Up Reports
      • Session Statistics
        • Access path
        • Parameters
        • Report example
        • Result
    • Risk Management Effectiveness Reports
      • Risk Context Synthesis
        • Access path
        • Parameters
        • Report content
      • Risk Reduction
        • Access path
        • Report parameters
        • Report example
      • Coverage & Risks Matrix
        • Access path
        • Matrix content
      • Trend Analysis
        • Access path
        • Report parameters
        • Report example
• HOPEX LDC
  • Collecting Incidents
    • Connection Profiles to HOPEX LDC
    • Managing Incidents with HOPEX IRM
      • Accessing incidents
      • Creating incidents
    • Specifying Incident characteristics
    • Recording Incident-Linked Amounts
      • Accessing Incident Financial Analysis
      • Entering a Loss
      • Defining scope of a loss
      • Entering Gains
      • Recording Recoveries
      • Recording Provisions
      • Viewing Incident-Linked Amounts
    • Accessing the Incident Library
      • Viewing all incidents
      • Viewing incidents by materialized risk
      • Viewing incidents by risk type
      • Viewing incidents by affected element
      • Viewing incidents with a possible impact
    • Analyzing Incidents
      • Incident Qualitative Analysis
        • Risks and controls
        • Risk factors
        • Risk consequences
      • Incident scope
      • Impact analysis of incidents
      • Managing macro-Incidents
        • Connecting incidents to macro-incidents
        • Creating a macro-incident
        • Analyzing macro-incidents
    • Importing and Exporting Incidents
      • Exporting Incidents
      • Importing Incidents
    • Incident Management Process
      • Incident Management Process General Description
      • Incident Management Process Steps
        • Submitting incidents
        • Validating incidents
        • Closing incidents
  • Reports Related to Incidents
    • Loss Analysis Reports
      • Incident and Loss Distribution
        • Access path
        • Report parameters
      • Incident and Loss Evolution by Month
        • Access path
        • Report parameters
      • Incident and Loss Evolution by Risk Type
        • Access path
        • Report parameters
    • Back Testing Reports
      • Back Testing Matrix
        • Access path
        • Report parameters
      • Back Testing By Risk Type
        • Access path
        • Report parameters
      • Back Testing by Business Line
        • Access path
        • Report parameters
    • Capital Calculation Reports
      • Loss Distribution Matrix
        • Access path
        • Report parameters
      • BIA Approach
        • Access path
        • Report parameters
      • TSA Approach
        • Access path
        • Report parameters