• Introduction to HOPEX Compliance
  • Compliance Management Process
    • Compliance Steps
    • Defining the Legal Inventory
    • Implementation
      • Assessing requirements
      • Testing requirements
    • Monitoring and Remediation
      • Generating reports
      • Remediating non-compliances
  • Accessing HOPEX Compliance
    • Connecting to HOPEX Compliance
    • Profiles
  • Presentation of the HOPEX Compliance Interface
• Functional Administration
  • Environment Management
  • Managing Campaign Calendars
    • Creating Calendars
    • Creating calendar periods
    • Connecting a Calendar to a Plan
  • Managing Teams
    • Creating Controllers
    • Managing Controller Skills
      • Creating skill types
      • Creating skills
      • Creating skill levels
      • Defining skills for each user
      • Viewing skills
  • Managing Currencies
    • Currency Use Principle
      • Central currency
      • Local currency
    • Defining Central Currency
    • Defining Local Currency
    • Modifying User Local Currency
    • Managing Exchange Rates
      • Entering an exchange rate
      • Viewing an exchange rate
  • Configuring Time Sheets
• Managing the Legal Inventory
  • Legal Inventory Overview
    • Legal Inventory Content
    • Updating the Legal Inventory
    • Legal Inventory Objects
      • Legal Inventory Context
      • Legal Inventory Hierarchy
  • Defining Regulations
    • Regulation Characteristics
    • Policy Publication Workflow
      • Submitting the regulation
      • Validating or requesting modifications
      • Publishing the regulation
  • Defining Requirements
    • Creating Requirements
    • Listing Requirements
      • Viewing "orphan" requirements
      • Accessing requirements by context
    • Requirement Characteristics
      • Requirement general characteristics
      • Analysis
      • Responsibilities
      • Scope
      • Sub-requirements
      • Milestones and Statuses
  • Managing Regulations and Requirements
    • Defining Application Scope
      • Scoping Controls via a Matrix
      • Defining scope via lists or trees
    • Merging and Duplicating
      • Merging
      • Duplicating
• Assessing Requirements
  • Direct Assessment
    • Requirement Direct Assessment
      • Direct assessment context
      • Assessing requirements
      • Consulting assessment answers
    • Assessing Multiple Requirements Simultaneously
  • Assessing Requirements by Questionnaires
    • Assessment Principle
      • Assessment session
      • Questionnaire
      • Assessment campaign
      • Assessment templates
    • Assessment Steps
      • Preparing the Work Environment
      • Starting a campaign and assessment sessions
    • Creating Assessment Campaigns
    • Creating Assessment Sessions
      • Creating Assessment Sessions
      • Viewing sessions in a Gantt chart
    • Deploying Assessment Campaigns
    • Defining assessment campaign scope
      • Defining assessment campaign scope
      • Specifying respondents
    • Planning Assessment Campaigns
    • Validating Assessment Campaigns
    • Deploying Assessment Sessions
    • Defining assessment session scope
      • Defining assessment session scope
      • Specifying respondents
    • Validating Assessment Sessions
      • Generating questionnaires
      • Viewing Generated Questionnaires
      • Regenerating Questionnaires
    • Starting Assessment Sessions
    • Completing Questionnaires
    • Following Up Session and Questionnaire Progress
      • Consulting Session Results
      • Validating Assessment Questionnaires
      • Managing Questionnaires Sent
      • Asking a respondent to modify answers
      • Reassigning questionnaires
      • Viewing assessment campaign reports
    • Closing the assessment session
• Managing Issues and Action Plans
  • Managing issues
    • Creating Issues
    • Remediating Issues
    • Following Up Issues
  • Managing action plans
    • Creating Action Plans
    • Characterizing Action Plans
      • General characteristics
      • Financial assertion
      • RACI
      • Success factors
      • Scope
      • Milestones
      • Attachments
    • Managing Actions
    • Action Plan Workflows
      • "Bottom-up" approach
      • "Top-down" approach
      • Action workflow
    • Action Plan Follow-Up
      • Indicating action plan progress
      • Action plan follow-up reports
• Testing Requirements
  • Preparing Compliance Tests
    • Creating Compliance Plans
    • Planning Compliance Tests
      • Creating compliance tests
      • Accessing compliance tests
      • Defining compliance test properties
      • Creating "template" tests
      • Selecting tests to be executed
      • Selecting tests to be integrated in the test plan
      • Planning tests using a Gantt chart
      • Assigning resources to tests
      • Sending the Notification Letter
      • Validating and publishing tests
    • Preparing Compliance Tests
      • Work program content
      • Creating Work Programs Automatically
      • Completing the work program manually
      • Creating Workpapers
      • Reviewing the Work Program
      • Validating work programs
      • Executing Administrative Tasks
    • Consulting the Work Program
    • Assessing Requirements
      • Generating questionnaires
      • Questionnaire types
      • Completing Questionnaires
      • Submitting and validating questionnaires
      • Completing questionnaires and closing the validation request
      • Closing assessment sessions
    • Managing Time and Expenses
      • Managing expenses
      • Entering vacations
      • Completing a time sheet
    • Managing Findings and Recommendations
      • Managing findings
      • Managing recommendations
    • Supervising Tests
      • Test check reports
      • Time sheet follow-up reports
      • Test expenses reports
    • Concluding Tests
      • Test assessment reports
      • Generating test reports
      • Assessing tests
      • Terminating tests
      • Closing tests
  • Test Follow-Up
    • Implementing Recommendations
      • Accessing recommendations
      • Implementing actions
      • Following up recommendation implementation
      • Following up recommendations
    • Test Plans Follow-Up
      • Displaying plan follow-up reports
      • Closing plans
    • Reports and Dashboard
      • Reports
      • Dashboard
• HOPEX Compliance Reports
  • Report Overview
    • Creating Reports
    • Technical Documentation concerning Reports
  • Legal Inventory Reports
    • Requirement Identification
      • Access path
      • Parameters
      • Results
    • Requirement Location Matrix
      • Access path
      • Parameters
      • Result
    • Regulation Heatmap
    • Requirement Report
      • Access path
      • Result
  • Requirement Assessment Reports
    • Session Follow-Up
      • Access path
      • Parameters
      • Results
    • Session Statistics
      • Access path
      • Parameters
      • Results
  • Requirement Testing Reports
    • Entity Coverage
      • Access path
      • Results
      • Possible action
    • Plan Synthesis
      • Access path
      • Results
    • Recommendation Reports
      • Recommendation report
      • Recommendations by status and year
      • Recommendations by status and compliance test
    • Control Level Assessment by Regulation and Process
      • Access path
      • Parameters
      • Results
    • Process Compliance
      • Access path
      • Parameters
      • Results
      • Summary
    • Residual Risk Report
      • Access path
      • Parameters
    • Control Level Assessment Report
      • Access path
      • Parameters
      • Results
    • Other Reports
      • Plan follow-up reports
      • Compliance test follow-up report
      • Action plan report
      • HeatMap by entity/risk type/process
  • Issue Remediation Reports
    • Issue Follow-Up
      • Access path
      • Parameters
      • Results
    • Action Plan Follow-Up
      • Access path
      • Parameters
      • Results
• Appendix - Workflows
  • Regulation Workflow
  • Workflows Linked to Testing
    • Plan Workflow
    • Test Workflow
    • Test Activity Workflow
    • Recommendation Workflow
    • Action workflow
    • Expense Sheet Workflow
  • Workflows Linked to Assessments
    • Assessment Campaign Workflow
    • Assessment Session Workflow
    • Questionnaire Workflow
  • Workflows Linked to Action Plans
    • "Bottom-up" action plan workflow
    • "Top-down" action plan workflow
    • Action Workflow