Work program content
HOPEX Compliance enables automatic creation of a work program structure from the tree of requirements connected to regulations.
To connect requirements, see "Defining Application Scope", page 43.A compliance activity corresponds to an entity.
For each object of compliance scope, objects are automatically created in the work program, as described below:
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Test scope objects
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Objects automatically created in the work program
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Process (business or organizational)
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Compliance theme
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Regulation connected to a process
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Compliance sub-theme
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First level requirement connected to a regulation
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Compliance activity
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The sub-processes of processes in the scope of the test produce compliance sub-themes.
Compliance theme
Themes can be used to group test activities and workpapers, that is to organize test content.
A theme is created for each:
• organizational process
• Functional processes
A sub-theme is created for each sub-business or sub-organizational process of the test scope.A sub-theme is generated for each regulation connected to a process.
Compliance activity
A compliance activity is created for each first level requirement of the compliance activity.
It is the basic element of the test. It enables assignment of responsibility to the controller.
Workpaper
A workpaper comprises points to be checked on a given subject in the course of a compliance activity.
A workpaper is generated for each generated test activity. For more details, see Creating Workpapers.