• Introduction
  • Internal Control Process
    • Control Library Definition
    • Control Execution
    • Control Assessment
    • Issue and Action Plan Management
  • Accessing HOPEX Internal Control
    • Connecting to the solution
    • HOPEX Internal Control Profiles
  • Interface Presentation
• Functional administration
  • Environment Management
    • Accessing Organization Information
    • Connecting Environment Objects
  • Managing Campaign Calendars
    • Creating Calendars
    • Creating Calendar Periods
    • Connecting a Calendar to a Test Plan
  • Managing Teams
    • Creating Controllers
    • Managing Controller Skills
      • Creating skill types
      • Creating skills
      • Creating skill levels
      • Defining skills for each user
      • Viewing skills
  • Managing Currencies
    • Currency Use Principle
      • Central currency
      • Local currency
    • Defining Central Currency
    • Defining Local Currency
    • Modifying User Local Currency
    • Managing Exchange Rates
      • Entering an exchange rate
      • Viewing an exchange rate
  • Configuring Time Sheets
• Managing the Control Library
  • Creating Controls
  • Control Characteristics
    • General characteristics
      • Code
      • Control objective
      • Owner
      • Key control
      • Control nature
      • Operational cost
      • Execution mode
    • Scope
    • Responsibilities
      • Responsibility levels
      • Specifying control responsible users
  • Scoping Controls
    • Scoping Controls via a Matrix
    • Defining scope via lists or trees
      • Contextualization from a list
      • Contextualization via trees
  • Managing Controls
    • Accessing controls
      • Accessing controls by context
      • Listing controls
      • Viewing key controls
      • Viewing "orphan" controls
    • Modifying Controls
    • Merging and Duplicating Controls
      • Merging
      • Duplicating
  • Preparing Control Execution
    • Defining Control Execution Calendars
      • Specifying a control steering calendar
      • Creating and configuring a steering calendar
      • Viewing controls connected to a steering calendar
    • Defining questions on controls
      • Question/answer types
      • Creating questions
      • Conditioning questions
    • Defining Respondents
    • Connecting Controls to Entity Processes
  • Preparing Control Testing
    • Defining Testing Methods
    • Defining Test Sheet Questions
      • Initializing testing steps
      • Creating testing steps
      • Conditioning test sheet questions
• Executing controls
  • Execution Campaign Principle
    • Preparing Execution Campaigns
    • Control Execution Periodicity
    • Assessment Template Specific to Control Execution
  • Creating Execution Campaigns
  • Starting Execution Campaigns
    • Starting Execution Campaigns
    • Automatic session start
    • Consulting execution campaign schedule
  • Completing Control Execution Check-Lists
    • Completing a Check-List
    • Transferring a Check-List
  • Managing Execution Check-Lists
    • Accessing Check-Lists
    • Reassigning Check-Lists
    • Following Check-Lists Up
      • Campaign results
      • Check-list reports
      • Displaying check-lists measures
      • Displaying the aggregated measures
• Assessing controls
  • Direct assessment
    • Control Direct Assessment
      • Direct assessment context
      • Assessing controls
      • Consulting assessment answers
      • Assessing multiple controls simultaneously
      • Assessing controls on different dates
    • Risk Assessment
  • Assessing Controls by Questionnaires
    • Assessment Principle
      • Concepts overview
    • Assessment Steps
      • Preparing the work environment
      • Starting a campaign and assessment sessions
    • Creating Assessment Campaigns
    • Creating Assessment Sessions
      • Creating Assessment Sessions
      • Viewing Assessment Sessions
      • Creating and launching assessment sessions
    • Deploying Assessment Campaigns
    • Defining assessment campaign scope
      • Defining assessment campaign scope
      • Specifying respondents
    • Planning Assessment Campaigns
    • Validating Assessment Campaigns
    • Deploying Assessment Sessions
    • Defining assessment session scope
      • Defining assessment session scope
      • Specifying respondents
    • Validating Assessment Sessions
      • Generating questionnaires
      • Viewing Generated Questionnaires
      • Regenerating Questionnaires
    • Starting Assessment Sessions
    • Completing Questionnaires
      • Accessing Assessment Questionnaires
      • Requesting questionnaire transfer
    • Following Up Session and Questionnaire Progress
      • Consulting Session Results
      • Validating Assessment Questionnaires
      • Asking a respondent to modify answers
      • Viewing assessment campaign reports
      • Reassigning questionnaires
    • Closing the assessment session
  • Computing Assessment Results
• Control testing
  • Preparing Tests
    • Creating a Test Plan
    • Planning Tests
      • Creating a test
      • Accessing tests
      • Defining test properties
      • Creating "template" tests
      • Selecting tests to be executed
      • Selecting tests to be integrated in the test plan
      • Planning tests using a Gantt chart
      • Assigning resources to tests
      • Sending the Notification Letter
      • Validating tests
      • Publishing tests
    • Preparing Tests
      • Work program creation prerequisites
      • Work program content
      • Creating work programs automatically
      • Completing the work program manually
      • Assigning activities
      • Reviewing the work program
      • Validating work programs
      • Executing administrative tasks
  • Executing Tests
    • Consulting the Work Program
    • Executing Tests on Samples
      • Creating workpapers
      • Specifying or modifying the sample size
      • Generating the test sample
      • Defining test sheet questions
      • Completing the generated test sheets
      • Assessing test activities
    • Assessing Controls
      • Generating questionnaires
      • Replying to questionnaires
    • Managing Time and Expenses
      • Managing expenses
      • Entering vacations
      • Completing a Time Sheet
    • management of issues and action plans
      • Managing issues
      • Managing action plans
    • Supervising Tests
      • Test check reports
      • Time sheet follow-up reports
      • Test expenses reports
    • Concluding Tests
      • Test assessment reports
      • Generating test reports
      • Assessing tests
      • Terminating tests
      • Closing tests
  • Test Follow-Up
    • Implementing Action Plans
      • Accessing action plans
      • Implementing actions
      • Action plan implementation follow-up
      • Action Plan Follow-Up
    • Test Plan Follow-Up
      • Displaying test plan follow-up reports
      • Closing a test plan
    • Reports and Dashboard
      • Reports
      • Dashboard
• Managing Issues and Action Plans
  • Managing issues
    • Automatic Issue Creation
    • Creating an Issue Manually
    • Remediating Issues
    • Following Up Issues
      • Viewing remediated issues
      • Generating issue follow-up reports
  • Managing action plans
    • Creating Action Plans
    • Characterizing Action Plans
      • General characteristics
      • Financial assertion
      • RACI
      • Success factors
      • Scope
      • Milestones
      • Attachments
    • Managing Actions
      • Creating Actions
      • Defining action scope
    • Action Plan Workflows
      • "Bottom-up" approach
      • "Top-down" approach
      • Action workflow
    • Action Plan Follow-Up
      • Indicating action plan progress
      • Action plan follow-up reports
• HOPEX Internal Control Reports
  • Creating Reports
  • Control Library Reports
    • Control Identification
      • Access path
      • Parameters
      • Results
    • Control Location Matrix
      • Access path
      • Parameters
    • Control Map
      • Generating the control map
      • Control map content
  • Control Execution Reports
    • Detailed Execution Results
      • Access path
      • Parameters
      • Result
    • Consolidated Execution Results
      • Access path
      • Parameters
      • Result
    • Following Up Execution Sessions
      • Access path
      • Availability
      • Parameters
      • Result
  • Control Assessment Reports
    • Campaign Result Tree
      • Access path
      • Parameters
    • Campaign Result Matrix By Entity
      • Access path
      • Parameters
    • Aggregation Report
      • Access path
      • Parameters
    • Session Follow-Up
      • Access path
      • Parameters
    • Session Statistics
      • Access path
      • Parameters
      • Result
  • Control Testing Reports
    • Testing Coverage
    • Plan Synthesis
      • Access path
      • Result
    • Other Reports
      • Test plan follow-up reports
      • Test follow-up report
      • Action plan report
  • Control Remediation Reports
    • Issue Follow-Up
      • Access path
      • Result
    • Action Plan Follow-Up
      • Access path
      • Result
  • Reports on Environment Objects
    • Control Report
      • Access path
      • Results
    • Entity Report
      • Controls
      • Action plans
      • Assessments
    • Process Report
      • Controls
      • Assessments
      • Action plans
    • Account Report
      • Access path
      • Results
    • Control Type Report
      • Access path
      • Results
• Appendix - Workflows
  • Workflows Linked to Testing
    • Test Plan/Audit Plan Workflow
    • Test Workflow
    • Test Activity Workflow
    • Expense Sheet Workflow
  • Workflows Linked to Assessments
  • Workflows Linked to Action Plans
    • "Bottom-up" Action Plan Workflow
    • "Top-down" Action Plan Workflow
    • Action Workflow