• Introduction to HOPEX Internal Audit
  • The Audit Process
    • Audit Preparation
      • Audit preparation
      • Planning the audit and managing teams
      • Preparing the audit
    • Audit Execution
      • Specifying and reviewing the audit program
      • Executing audit tasks
      • Audit supervision
      • Circulating audit reports
    • Audit Follow-Up
  • Accessing HOPEX Internal Audit
    • Connecting to the solution
    • HOPEX Internal Audit Profiles
      • GRC functional administrator
      • Audit Director
      • Auditor
      • GRC Contributor
• Audit Preparation
  • Creating Audit Plans
  • Planning Audits
    • Managing Audits
      • Creating audits
      • Accessing audits
    • Defining Audit Properties
      • General characteristics
      • Justification and workload
      • Milestones
      • Responsibilities
      • Skills
      • Summary
    • Viewing an Audit Dashboard
    • Creating "Template" Audits
      • Defining template audit plans
      • Applying a template audit to a new audit
    • Creating follow-up audits
    • Selecting Audits To Be Executed
      • Viewing audit coverage
      • Consulting audit history
      • Viewing previous audit expenses
      • Risk assurance Matrix
    • Selecting Audits to be Integrated to the Audit Plan
      • Discarding audits
      • Validating audits
    • Planning Audits Using a Gantt Chart
      • Displaying the Gantt chart
    • Assigning Auditors to Audits
      • Viewing auditor availability by audit dates
      • Assigning an auditor to an audit
    • Publishing Audits
    • Sending the Notification Letter
      • Creating notification letters
      • Connecting the notification letter to the audit
  • Preparing Audits
    • Specifying the Audit Scope
    • Accessing your work program
    • Creating Work Programs Manually
      • Constituent elements of an audit
      • Creating audit themes
      • Specifying an audit activity
      • Creating Workpapers
    • Generating a Work Program Automatically
      • Generate the work program from risks or controls
      • Initializing the work program from a template audit
    • Reviewing the Work Program
    • Submitting and Validating the Work Program
      • Submitting the work program
      • Validating work programs
  • Executing Administrative Tasks
    • Planning Resources
    • Creating General Tasks
    • Validating Vacations
    • Initializing expense sheets
  • Summary of Rights
• Audit Execution
  • Determining Tasks to be Executed
    • Accessing your work program
    • Consulting the work program under Excel
  • Executing Audits
    • Specifying Workpapers and Questionnaires
      • Accessing workpapers
      • Viewing workpapers
      • Creating Workpapers
      • Defining questionnaires
      • Generating the test sheet
    • Establishing Audit Findings
      • Creating findings
      • Saving audit evidence
      • Connecting the finding to a risk and a control
    • Defining and Assessing the Risks Detected during the Audit
      • Displaying the list of risks
      • Assessing Risks
      • Generating the risk map (HeatMap)
    • Sending Recommendations
      • Creating recommendations
      • Defining recommendation characteristics
      • Viewing recommendations
  • Managing Time and Expenses
    • Managing Expenses
    • Entering Vacations
    • Completing a Time Sheet
  • Supervising Audits
    • Audit Check Reports
    • Time Sheet Follow-up Reports
    • Audit Expense Reports
  • Concluding the Audit
    • Assessing Audits
      • Findings and recommendations summary
      • Risk assessment report
      • Steering the Closing Meeting
    • Generating and Submitting the Audit Closing Report
      • Generating the audit report
      • Contents of an audit report
      • Saving the audit report
      • Submitting the audit closing report to the audit director
      • Validating and circulating the audit closing report to auditees
    • Closing Audits
  • Summary of Rights
• Audit Follow-Up
  • Implementing Recommendations
    • Accessing recommendations
    • Implementing Actions
      • Creating actions
      • Submitting the recommendation
      • Specifying recommendation progress
    • Following up Recommendation Implementation
      • Following up recommendation progress
      • Viewing the recommendation report
      • Viewing the recommendation dashboard and identification card
  • Audit Plan Follow-Up
    • Displaying Audit Plan Follow-Up Reports
      • Supervision
      • Workload and resources
      • Resources allocation
      • Gantt report
      • Expenses
    • Closing Audit Plans
  • Consulting the Audit Dashboard
    • Evaluation of audits
    • Estimated and effective workload per audit plan
    • Audit breakdown by category
    • Number of auditors per year
    • Number of audits per audit plan
  • Summary of Rights
• Appendix - Audit Workflows
  • Audit Plan Workflow
  • Audit Workflow
  • Audit Activity Workflow
  • Recommendation Workflow
  • Action workflow