•  Introduction
  •  Introduction
    •  Internal Control Process
      • Control Library Definition
      • Control Execution
      • Control Assessment
      • Issue and Action Plan Management
    •  Accessing HOPEX Internal Control
      • Connecting to the solution
      • HOPEX Internal Control Profiles
    • Interface Presentation
  •  Functional administration
    •  Environment Management
      • Accessing Organization Information
      • Connecting Environment Objects
    •  Managing Campaign Calendars
      • Creating Calendars
      • Creating Calendar Periods
      • Connecting a Calendar to a Test Plan
    •  Managing Teams
      • Creating Controllers
      •  Managing Controller Skills
        • Creating skill types
        • Creating skills
        • Creating skill levels
        • Defining skills for each user
        • Viewing skills
    •  Managing Currencies
      •  Currency Use Principle
        • Central currency
        • Local currency
      • Defining Central Currency
      • Defining Local Currency
      • Modifying User Local Currency
      •  Managing Exchange Rates
        • Entering an exchange rate
        • Viewing an exchange rate
    • Configuring Time Sheets
  •  Managing the Control Library
    • Creating Controls
    •  Control Characteristics
      •  General characteristics
        • Code
        • Control objective
        • Owner
        • Key control
        • Control nature
        • Operational cost
        • Execution mode
      • Scope
      •  Responsibilities
        • Responsibility levels
        • Specifying control responsible users
    •  Scoping Controls
      • Scoping Controls via a Matrix
      •  Defining scope via lists or trees
        • Contextualization from a list
        • Contextualization via trees
    •  Managing Controls
      •  Accessing controls
        • Accessing controls by context
        • Listing controls
        • Viewing key controls
        • Viewing "orphan" controls
      • Modifying Controls
      •  Merging and Duplicating Controls
        • Merging
        • Duplicating
    •  Preparing Control Execution
      •  Defining Control Execution Calendars
        • Specifying a control steering calendar
        • Creating and configuring a steering calendar
        • Viewing controls connected to a steering calendar
      •  Defining questions on controls
        • Question/answer types
        • Creating questions
        • Conditioning questions
      • Defining Respondents
      • Connecting Controls to Entity Processes
    •  Preparing Control Testing
      • Defining Testing Methods
      •  Defining Test Sheet Questions
        • Initializing testing steps
        • Creating testing steps
        • Conditioning test sheet questions
  •  Executing controls
    •  Execution Campaign Principle
      • Preparing Execution Campaigns
      • Control Execution Periodicity
      • Assessment Template Specific to Control Execution
    • Creating Execution Campaigns
    •  Starting Execution Campaigns
      • Starting Execution Campaigns
      • Automatic session start
      • Consulting execution campaign schedule
    •  Completing Control Execution Check-Lists
      • Completing a Check-List
      • Transferring a Check-List
    •  Managing Execution Check-Lists
      • Accessing Check-Lists
      • Reassigning Check-Lists
      •  Following Check-Lists Up
        • Campaign results
        • Check-list reports
        • Displaying check-lists measures
        • Displaying the aggregated measures
  •  Assessing controls
    •  Direct assessment
      •  Control Direct Assessment
        • Direct assessment context
        • Assessing controls
        • Consulting assessment answers
        • Assessing multiple controls simultaneously
        • Assessing controls on different dates
      • Risk Assessment
    •  Assessing Controls by Questionnaires
      •  Assessment Principle
        • Concepts overview
      •  Assessment Steps
        • Preparing the work environment
        • Starting a campaign and assessment sessions
      • Creating Assessment Campaigns
      •  Creating Assessment Sessions
        • Creating Assessment Sessions
        • Viewing Assessment Sessions
        • Creating and launching assessment sessions
      • Deploying Assessment Campaigns
      •  Defining assessment campaign scope
        • Defining assessment campaign scope
        • Specifying respondents
      • Planning Assessment Campaigns
      • Validating Assessment Campaigns
      • Deploying Assessment Sessions
      •  Defining assessment session scope
        • Defining assessment session scope
        • Specifying respondents
      •  Validating Assessment Sessions
        • Generating questionnaires
        • Viewing Generated Questionnaires
        • Regenerating Questionnaires
      • Starting Assessment Sessions
      •  Completing Questionnaires
        • Accessing Assessment Questionnaires
        • Requesting questionnaire transfer
      •  Following Up Session and Questionnaire Progress
        • Consulting Session Results
        • Validating Assessment Questionnaires
        • Asking a respondent to modify answers
        • Viewing assessment campaign reports
        • Reassigning questionnaires
      • Closing the assessment session
    • Computing Assessment Results
  •  Control testing
    •  Preparing Tests
      • Creating a Test Plan
      •  Planning Tests
        • Creating a test
        • Accessing tests
        • Defining test properties
        • Creating "template" tests
        • Selecting tests to be executed
        • Selecting tests to be integrated in the test plan
        • Planning tests using a Gantt chart
        • Assigning resources to tests
        • Sending the Notification Letter
        • Validating tests
        • Publishing tests
      •  Preparing Tests
        • Work program creation prerequisites
        • Work program content
        • Creating work programs automatically
        • Completing the work program manually
        • Assigning activities
        • Reviewing the work program
        • Validating work programs
        • Executing administrative tasks
    •  Executing Tests
      • Consulting the Work Program
      •  Executing Tests on Samples
        • Creating workpapers
        • Specifying or modifying the sample size
        • Generating the test sample
        • Defining test sheet questions
        • Completing the generated test sheets
        • Assessing test activities
      •  Assessing Controls
        • Generating questionnaires
        • Replying to questionnaires
      •  Managing Time and Expenses
        • Managing expenses
        • Entering vacations
        • Completing a Time Sheet
      •  management of issues and action plans
        • Managing issues
        • Managing action plans
      •  Supervising Tests
        • Test check reports
        • Time sheet follow-up reports
        • Test expenses reports
      •  Concluding Tests
        • Test assessment reports
        • Generating test reports
        • Assessing tests
        • Terminating tests
        • Closing tests
    •  Test Follow-Up
      •  Implementing Action Plans
        • Accessing action plans
        • Implementing actions
        • Action plan implementation follow-up
        • Action Plan Follow-Up
      •  Test Plan Follow-Up
        • Displaying test plan follow-up reports
        • Closing a test plan
      •  Reports and Dashboard
        • Reports
        • Dashboard
  •  Managing Issues and Action Plans
    •  Managing issues
      • Automatic Issue Creation
      • Creating an Issue Manually
      • Remediating Issues
      •  Following Up Issues
        • Viewing remediated issues
        • Generating issue follow-up reports
    •  Managing action plans
      • Creating Action Plans
      •  Characterizing Action Plans
        • General characteristics
        • Financial assertion
        • RACI
        • Success factors
        • Scope
        • Milestones
        • Attachments
      •  Managing Actions
        • Creating Actions
        • Defining action scope
      •  Action Plan Workflows
        • "Bottom-up" approach
        • "Top-down" approach
        • Action workflow
      •  Action Plan Follow-Up
        • Indicating action plan progress
        • Action plan follow-up reports
  •  HOPEX Internal Control Reports
    • Creating Reports
    •  Control Library Reports
      •  Control Identification
        • Access path
        • Parameters
        • Results
      •  Control Location Matrix
        • Access path
        • Parameters
      •  Control Map
        • Generating the control map
        • Control map content
    •  Control Execution Reports
      •  Detailed Execution Results
        • Access path
        • Parameters
        • Result
      •  Consolidated Execution Results
        • Access path
        • Parameters
        • Result
      •  Following Up Execution Sessions
        • Access path
        • Availability
        • Parameters
        • Result
    •  Control Assessment Reports
      •  Campaign Result Tree
        • Access path
        • Parameters
      •  Campaign Result Matrix By Entity
        • Access path
        • Parameters
      •  Aggregation Report
        • Access path
        • Parameters
      •  Session Follow-Up
        • Access path
        • Parameters
      •  Session Statistics
        • Access path
        • Parameters
        • Result
    •  Control Testing Reports
      • Testing Coverage
      •  Plan Synthesis
        • Access path
        • Result
      •  Other Reports
        • Test plan follow-up reports
        • Test follow-up report
        • Action plan report
    •  Control Remediation Reports
      •  Issue Follow-Up
        • Access path
        • Result
      •  Action Plan Follow-Up
        • Access path
        • Result
    •  Reports on Environment Objects
      •  Control Report
        • Access path
        • Results
      •  Entity Report
        • Controls
        • Action plans
        • Assessments
      •  Process Report
        • Controls
        • Assessments
        • Action plans
      •  Account Report
        • Access path
        • Results
      •  Control Type Report
        • Access path
        • Results
  •  Appendix - Workflows
    •  Workflows Linked to Testing
      • Test Plan/Audit Plan Workflow
      • Test Workflow
      • Test Activity Workflow
      • Expense Sheet Workflow
    • Workflows Linked to Assessments
    •  Workflows Linked to Action Plans
      • "Bottom-up" Action Plan Workflow
      • "Top-down" Action Plan Workflow
      • Action Workflow
•  HOPEX Internal Control Offline
  •  Introduction to HOPEX Internal Control Offline
    •  Offline Application Scope
      • Internal Control Profiles
      • Offline Mode Test Execution Steps
  •  Preparing Workstations
    •  Installing the Offline Application
      •  Prerequisite Conditions
        • Checking Installation of HOPEX Windows Front-End
        • In case of a correction
        • In case of extensions
      • Starting Installation
      • Configuring HOPEX Windows Front-End
      • Configuring HOPEX Web Front-End
    •  Importing Data in Offline
      •  Importing the Test in File Mode
        • Extracting the test from HOPEX Internal Control (Web)
        • Importing the file in HOPEX Offline
      • Managing Activities Online and Offline
  •  Executing Tests in Offline Mode
    •  MEGA Offline Desktop
      • Desktop Presentation
      •  Data Saving
        • Dispatching a private workspace
        • Backup logfile
      • Exiting MEGA Offline
    •  Consulting the Work Program
      • Accessing Tasks to be Executed
      • Work Program Elements
    •  Executing Tests
      •  Completing Workpapers
        • Creating Workpapers
        • Viewing and specifying workpapers
        • Defining test questions
        • Specifying or modifying the sample size
        • Generating the test sample
        • Completing the generated test sheets
      • Defining Issues
      • Defining Action Plans
    •  Actions Possible on Objects
      •  Modifying Objects
        • Tests
        • Test elements
        • Controller
      •  Using Object Text History
        • Data history and dispatch
    • Exporting Controller Updates to HOPEX Internal Control
    •  Refreshing Test Data in MEGA Offline
      • Refreshing Data in Online Mode
      •  Refreshing Data in File Mode
        • Extracting activities to be updated from HOPEX Internal Control
        • Importing the updates file in MEGA Offline