Preparing Audits
The lead auditor monitors the audit progress. In the audit preparation phase, he/she establishes the work plan and assigns activities to auditors.
The lead auditor has the “Auditor” profile.Specifying the Audit Scope
You may define the scope of the audit, that is to say the context objects to which the risks or controls to be audited are connected.
To specify the audit scope:
1. In the properties of test, select the Scope and Work Program page.
2. Expand the Scope section and click Connect.
3. In the tree suggested, expand and select the entities and/or processes concerned.
If no risk or control is connected to entities or processes, a message is displayed. You may choose to select parents and sub-elements.4. Click Connect to connect the context objects to the audit.
Accessing your work program
To access the work program:
1. In the properties of an audit, select the Scope and Work Program page.
2. Expand the Work Program section.
In this page you can create the content of your audit:
• manually
• automatically