HOPEX V2R1U3 Doc

Concepts > Products > HOPEX Regulatory Compliance

HOPEX Regulatory Compliance

GRC: perimeter of risk and compliance of a company

Code	MCM
Front-End	Multi Front-End
Storage	RDBMS Mandatory

Profiles

Action Owner, Auditor/Controller/Compliance Controller, Business User - Compliance, Compliance Controller, Compliance Functional Administrator, Compliance IC and Audit Director/Manager, Compliance Manager, GRC Contributor Lite, IC Audit and Compliance Functional Administrator, Recommendation Correspondent, Recommendation Owner.

Business Roles

Business Roles	Assignment MetaClass	Localizing MetaClass
Assessment Campaign Owner	Assessment Campaign.
Assessment Session Responsible	Assessment Session.
Assessment Template Owner	Assessment Template.
Assigned to Task	General Task.
Business Process Accountable	Business Process.
Business Process Consulted	Business Process.
Business Process Informed	Business Process.
Business Process Responsible	Business Process.
Compliance Activity Owner	Compliance Activity.
Compliance Testee	Compliance Test.
Control Accountable	Control.
Control Consulted	Control.
Control Informed	Control.
Control Owner	Control.
Control Responsible	Control.	Org-Unit.
In Vacation	Vacation.
Lead Tester	Compliance Test.
Main Testee	Compliance Test.
Org-Unit Member	Org-Unit.
Organizational Process Accountable	Organizational Process.
Organizational Process Consulted	Organizational Process.
Organizational Process Informed	Organizational Process.
Other participant in Compliance Test	Compliance Test.
Policy Approver	Regulation Framework.
Policy Owner	Regulation Framework.
Recommendation Correspondent	Recommendation.
Recommendation Owner	Recommendation.
Risk Accountable	Risk.
Risk Consulted	Risk.
Risk Informed	Risk.
Risk Owner	Risk.
Risk Responsible	Risk.
Tester in Compliance Test	Compliance Test.

List of MetaClasses

Account, Aggregation Rule, Aggregation Schema, Aggregation Step Group, Application, Assessed Characteristics, Assessment Aggregation, Assessment Motivation, Business Line, Business Process, Calendar Period, Campaign Calendar, Compliance Activity, Compliance Test, Compliance Theme, Control, Control System, Control Type, Database, Distribution, Expense (Mission), Expense Sheet, External reference, Finding, Folder of Requirements, Folder of Tiles, Folder of Widgets, General Task, Indicator, Issue, Library, Multiple Value, Objective, Operation, Org-Unit, Organizational Process, Plan, Possible Answer Value, Post, Presentation tool, Product, Question, Question Group, Recommendation, Reduction, Regulation Framework, Report, Report (MS Word), Report Chapter Parameterization, Requirement, Requirement Type, Risk, Risk Consequence, Risk Factor, Risk Type, Scoring Rule, Server, Skill, Skill Level Value, Skill Type, Source of Legislation, Substitution, Test Item, Time Sheet, Unique Value, Vacation, Widget, Work Paper.

Report Templates

All Time Sheets by Auditor, All Time Sheets by Mission, Assessment Dashboard, Assessment Dashboard Steps, Assessment Preview, Assign Auditors Report, Assign Dates in Audit Plan, Audit - Evolution of audit scores, Audit Coverage, Audits by Auditor, Breakdown (pie chart, bar chart), Campaign Execution System Trigger, Communication Channel Matrix, Contextualized report on requirement, Control level Assessment by Regulation and Process, effectiveness of control level, Heatmap Report, Estimated and effective workload per audit plan, Estimated and effective Workload per compliance plan, Estimated Effective Workload, Evaluation Report, Evolution of audit breakdown by category, Evolution of compliance test breakdown by category, Evolution of compliance test scores, Gantt Report, Incomplete days by auditor, Matrix Presentation, Matrix report template, Mission expenses, Monitoring Report, Multidimensional (bubble chart), My Detailed Schedule, Number of auditors per year, Number of audits per plan, Number of compliance controllers per year, Number of compliance tests per compliance plan, Overview of Indicators of a Plan, Plan Expenses, Planning for Auditors/Controllers/Testers, Post reports, Process Compliance, Quantitative (bar chart), Recommendations and Actions per Recommendation Owner, Recommendations by status and compliance test, Recommendations Follow-up Report, Recommendations per status and audit, Recommendations per status and year, Requirement Identification, Requirement Location Matrix, Residual Risk, Resource Allocation, Review Work Program, Session Follow Up, Supervision Report, Test Coverage Report, Visio Import Report.