HOPEX Regulatory Compliance : Introduction to HOPEX Compliance : Accessing HOPEX Compliance
   
Accessing HOPEX Compliance
 
Connecting to HOPEX Compliance
Profiles
Connecting to HOPEX Compliance
To connect to HOPEX, see "Starting HOPEX (Web Front-End)", page 26.
Profiles
In HOPEX Compliance , there are, by default, profiles with which specific activities are associated.
The profiles used are:
• Compliance Manager
• Compliance Controller
• Business User - Compliance
• Compliance Functional Administrator
Presentation of the solution interface depends on the profile selected by the user at connection to the application; the tree of menus and functions varies from one profile to another.
The HOPEX Compliance solution allows the compliance department to manage relations with business users.
 
Profiles
Tasks
Compliance Manager
 
- Manages legal inventory
- Prepares and validates campaigns
- Prepares compliance plans
- Validates and follows up recommendations
- Has all compliance controller rights
Compliance Controller
 
 
- Answers assessment questionnaires
- Executes compliance testing (specify work program, assess requirements, create findings and recommendations)
- Validates and follows up actions
Compliance Functional Administrator
 
 
- Has all rights on workflows, objects and menus of the solution
Business User - Compliance
 
- Answers evaluation questionnaires on requirements
- Owns recommendations resulting from the testing activity
- Defines and implements actions