Regulatory Compliance by Entity
The “Regulatory Compliance by Entity” report displays the aggregated entity compliance level to applicable regulatory frameworks.
This report displays a tree of all the entity processes and applications for which a control connected to regulations has been assessed.
Access path
Analysis > Compliance > Regulatory Compliance by Entity
Parameters and Launch
To launch the report “Regulatory Compliance by Entity”:
1. Enter the required parameters.
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Parameters
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Remarks
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Entity
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Mandatory
Entity whose compliance level is to be computed.
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Begin and end date
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Optional
Enables to define the time interval to take into account to aggregate assessment results.
If no date is specified, all assessment data is taken into account for compliance level computation.
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2. Click Launch Aggregation.
3. Click OK.
Example
Results for each object in this report are computed as follows:
Object type | Calculation |
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Application/Process (in the control scope) | Last control assessment in the context of the application or process. Possible results: - Pass - Fail - Not assessed |
Control (implementing a control directive) | Percentage of pass controls (for context applications or processes) Note: here, Not assessed = Fail |
Control directive (of a regulatory framework) | Average of control levels for controls connected to a control directive |
Regulatory framework (with the root entity of the tree in its scope) | Average of control levels for control directives connected to the regulatory framework |
Entity | Average of control levels for regulatory frameworks connected to the entity. |